Managing Director - Operations & Compliance
In her role as Managing Director of Operations & Compliance, Sonja is responsible for day-to-day operations and reliability of the Internal Operations Department. She frequently coordinates with other departments to ensure that all client- and business-driven requests are processed in an efficient and timely manner. Sonja is also a sitting member of the Executive Committee.
Sonja also works closely with the Chief Compliance Officer to ensure that the firm and its employees stay compliant with the Securities and Exchange Commission’s regulations pertaining to Registered Investment Advisors. She came to Reilly Financial Advisors in 2004, after several years of office administration at firms across Southern California.
Sonja holds a Bachelor of Arts Degree in History from San Diego State University. In addition, she is a public notary and has earned the designations of Investment Advisor Compliance Certificate Professional (IACCP®) and Accredited Investment Fiduciary (AIF®).